NS
Nikhil B. Shah
APOLLO GLOBAL SECURITIES
NEW YORK, NY 10019-2701
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CRD#: 5730511
NS
Nikhil B ShahAPOLLO GLOBAL SECURITIES
Professional summary
Nikhil B Shah, who also goes by Nikhil Shah, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Nikhil is registered as a RR (Registered Representative) and started their career in finance in 2013. Nikhil has worked at 4 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Aliases
Nikhil Shah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nikhil B Shah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2022 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701BD
CRD#: 153502
NEW YORK, NY
Past
May 9, 2023 - July 16, 2026
ATHENE SECURITIES, LLC
BD
CRD#: 36867
WEST DES MOINES, IA
Past
May 14, 2021 - October 3, 2022
FORESIDE GLOBAL SERVICES, LLC
BD
CRD#: 147382
New York, NY
Past
October 14, 2013 - April 8, 2021
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/22/2025)
RR
Alaska(5/22/2025)
RR
Arizona(5/22/2025)
RR
Arkansas(5/22/2025)
RR
California(5/22/2025)
RR
Colorado(5/22/2025)
RR
Connecticut(5/22/2025)
RR
Delaware(5/22/2025)
RR
District of Columbia(5/22/2025)
RR
Florida(5/22/2025)
RR
Georgia(5/22/2025)
RR
Hawaii(5/22/2025)
RR
Idaho(5/22/2025)
RR
Illinois(5/22/2025)
RR
Indiana(5/22/2025)
RR
Iowa(5/22/2025)
RR
Kansas(5/22/2025)
RR
Kentucky(5/22/2025)
RR
Louisiana(5/22/2025)
RR
Maine(5/22/2025)
RR
Maryland(5/22/2025)
RR
Massachusetts(8/7/2025)
RR
Michigan(5/22/2025)
RR
Minnesota(5/22/2025)
RR
Mississippi(5/22/2025)
RR
Missouri(5/22/2025)
RR
Montana(5/22/2025)
RR
Nebraska(5/22/2025)
RR
Nevada(5/22/2025)
RR
New Hampshire(5/22/2025)
RR
New Jersey(5/22/2025)
RR
New Mexico(5/22/2025)
RR
New York(11/29/2022)
RR
North Carolina(5/22/2025)
RR
North Dakota(5/22/2025)
RR
Ohio(5/23/2025)
RR
Oklahoma(5/22/2025)
RR
Oregon(5/22/2025)
RR
Pennsylvania(5/28/2025)
RR
Puerto Rico(5/22/2025)
RR
Rhode Island(5/22/2025)
RR
South Carolina(5/22/2025)
RR
South Dakota(5/22/2025)
RR
Texas(5/22/2025)
RR
Utah(5/22/2025)
RR
Vermont(5/22/2025)
RR
Virgin Islands(5/22/2025)
RR
Virginia(5/22/2025)
RR
Washington(5/22/2025)
RR
West Virginia(5/22/2025)
RR
Wisconsin(5/22/2025)
RR
Wyoming(5/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AG
APOLLO GLOBAL SECURITIES, LLC
AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
9 West 57th Street, New York, NY 10019-2701
Mailing Address
9 West 57th Street, New York, NY 10019-2701
Phone number
(212) 515-3200
Established
Delaware since 03/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
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