Anna Sergunina
MAINSTREET FINANCIAL PLANNING
Los Gatos, CA
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CRD#: 5730495
Professional summary
Anna Sergunina, CFP® is a registered financial advisor currently at MAINSTREET FINANCIAL PLANNING, INC. located in Los Gatos, California.
Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Anna has worked at 1 firm .
Biography
My name is Anna Sergunina, and I’m a Certified Financial Planner, and the President & CEO at MainStreet Financial Planning Inc., the nation’s largest fee-only, hourly project-based financial planning business.
My team and I are on a mission to help both private and institutional clients make “Smart Financial Decisions” through one-on-one work and financial planning as an employee benefit. We’re passionate about helping our clients develop their own, unique Money Road Map to help guide them to their biggest, most exciting lifestyle goals. We view our work with clients as a true partnership - we’re here to support you in creating a financial life you love!
I’ve been involved in the financial services industry since 2003, and hold a degree in Business Administration with a concentration in Finance from Towson University and earned the CFP mark from the CFP Board of Standards in 2009. I also hold a specialty designation as Chartered Federal Employee Benefits Consultant (ChFBC) to better assist my federal employee clients with planning and understanding their federal benefits.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Investment Planning
Life Transitions
Tax Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Entrepreneurs
Federal Employees
Fixed Fee (Subscription, Retai...
Generation X
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Anna Sergunina is the owner of Anna Sergunina Media LLC. This activity accounts for approximately 4 hours of her time per month. Clients of MSFP are not involved in, nor are they solicited to participate in this outside business activity. This activity is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Anna Sergunina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 4, 2010 - Present
MAINSTREET FINANCIAL PLANNING, INC.
RIA
CRD#: 123189
Los Gatos, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/21/2018)
IAR
District of Columbia(1/25/2010)
IAR
Maryland(1/4/2010)
IAR
New York(12/20/2021)
IAR
North Carolina(1/1/2023)
IAR
Virginia(1/4/2010)
Exams
Current Firm
MAINSTREET FINANCIAL PLANNING, INC.
MAINSTREET FINANCIAL PLANNING, INC.
CRD#: 123189 / SEC#:
California
Registered Investment Advisory firm - (8/6/2003 Approved)District of Columbia
Registered Investment Advisory firm - (9/5/2006 Approved)Maryland
Registered Investment Advisory firm - (11/4/2002 Approved)Nevada
Registered Investment Advisory firm - (4/28/2023 Terminated)New York
Registered Investment Advisory firm - (2/22/2011 Approved)North Carolina
Registered Investment Advisory firm - (10/3/2022 Approved)Tennessee
Registered Investment Advisory firm - (3/14/2023 Approved)Texas
Registered Investment Advisory firm - (12/20/2021 Terminated)Virginia
Registered Investment Advisory firm - (2/15/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Los Gatos, CA
Mailing Address
Phone number
(888) 897-6743
Established
Firm type
Fiscal year end
# of Employees
8
Red Flags
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