CO
Crystal Oculee
CONFIDENCE WEALTH MANAGEMENT
LOS ANGELES, CA 90024
Some features on this profile are disabled
CRD#: 5730390
CO
Professional summary
Crystal Oculee, who also goes by Crystal Moradi, Nazanin Moradi, is a registered financial advisor currently at CONFIDENCE WEALTH MANAGEMENT, INC. located in Los Angeles, California.
Crystal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Crystal has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Crystal Moradi | Nazanin Moradi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am the CFO and a licensed insurance agent of Confidence Wealth & Insurance Solutions LLC , an affiliated insurance agency. The address is 11911 San Vicente Blvd Ste 255 Los Angeles, CA 90049. My start date with the other business was 04/2016. The approx. number of hours/month I devote to the other business is 112 hours per month, and I devote approx. 6 hours of my day to the other business during securities trading hours. I am responsible for the financial operations of the insurance agency and providing recommendations and/or the sale of insurance products to clients.
I am a public speaker and author providing financial planning advice through books and speaking engagements. I conduct this business from the same address as Confidence Wealth Management, LLC. In regards to time management, I devote approximately 10% of my time to these activities and less than 1% of my time during trading hours. My duties relating to her role as an author and public speaker, primarily center around writing and giving talks on financial planning and retirement goals for women.
CRS (Client Relationship Summary) - RIA
Click below to view Crystal Oculee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2011 - Present
CONFIDENCE WEALTH MANAGEMENT, INC.
Office #1: 10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024RIA
CRD#: 127383
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONFIDENCE WEALTH MANAGEMENT, INC.
CONFIDENCE WEALTH MANAGEMENT, INC. | PLJ ADVISORS LLC | PLJ ADVISORS | PARSON LATIMER & JUDGE, LLC. | PARSON LATIMER & JUDGE LLC | PARSON LATIMER & JUDGE | NATIONAL RETIREMENT COUNSELORS | NATIONAL RETIREMENT COUNSELING | CONFIDENCE WEALTH MANAGEMENT, LLC
CRD#: 127383 / SEC#: 801-122368
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)California
Registered Investment Advisory firm - (1/16/2022 Terminated)Nevada
Registered Investment Advisory firm - (1/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/11/2011)
IAR
Nevada(9/16/2020)
Current Firm
CW
CONFIDENCE WEALTH MANAGEMENT, INC.
CONFIDENCE WEALTH MANAGEMENT, INC. | PLJ ADVISORS LLC | PLJ ADVISORS | PARSON LATIMER & JUDGE, LLC. | PARSON LATIMER & JUDGE LLC | PARSON LATIMER & JUDGE | NATIONAL RETIREMENT COUNSELORS | NATIONAL RETIREMENT COUNSELING | CONFIDENCE WEALTH MANAGEMENT, LLC
CRD#: 127383 / SEC#: 801-122368
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)California
Registered Investment Advisory firm - (1/16/2022 Terminated)Nevada
Registered Investment Advisory firm - (1/17/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024
Mailing Address
Phone number
(310) 824-1000
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 344,241,463 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
