Edward Hatton Pendergast
Professional Summary
Edward Hatton Pendergast, who also goes by Edward H Pendergast, is a registered financial advisor currently at DUNN RUSH & CO. LLC located in Boston, Massachusetts. Edward is registered as a RR (Registered Representative) and started their career in finance in 2010. Edward has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Edward H Pendergast
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DUNN & PARTNERS, LLC | DUNN RUSH & CO. LLC
Contact Information
Main Address
75 Federal Street 21st Floor, Boston, MA, 02110Mailing Address
75 Federal Street 21st Floor, Boston, MA, 02110Phone Number
(617) 451-0001Established
Massachusetts since 03/30/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/26/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Dec 2009SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Edward Hatton Pendergast's CRS (Customer Relationship Summary).
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