LF
Lisa M. Free
INVISTA ADVISORS
Montgomery, AL 36117
Some features on this profile are disabled
CRD#: 5724349
LF
Professional summary
Lisa Marie Free, who also goes by Lisa Marie Bass, Lisa Free, Lisa Marie Moreschi, is a registered financial advisor currently at INVISTA ADVISORS located in Montgomery, Alabama and LPL FINANCIAL LLC located in Montgomery, Alabama.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Lisa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Marie Bass | Lisa Free | Lisa Marie Moreschi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/3/2015: Highland Capital - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2015 - 5 Hours Per Month/1 Hour During Securities Trading - Appointed with Highland Capital. 2. 2/26/2021 - Invista Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2020 - 160 Hours Per Month/40 Hours During Securities Trading. 3. 6/4/2021 - Invista Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/01/2021 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through Invista Advisors, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.06/08/2022 - Advanced Risk Management Concepts, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - active writing agent - Start Date - 05/06/2022 - 5 Hours Per Month/ 1 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Marie Free's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2016 - Present
INVISTA ADVISORS
Office #1: 350 Leavell Circle, Montgomery, AL 36117RIA
CRD#: 282899
Montgomery, AL
Current
November 13, 2009 - Present
LPL FINANCIAL LLC
Office #1: 350 Leavell Circle, Montgomery, AL 36117RIA
BD
CRD#: 6413
Montgomery, AL
Past
December 2, 2009 - July 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVISTA ADVISORS
INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT
CRD#: 282899 / SEC#: 801-107431
RIA
Registered Investment Advisory firm - (3/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/2/2009)
IAR
Alabama(7/7/2016)
RR
California(5/31/2025)
RR
Colorado(5/23/2025)
RR
Florida(6/8/2010)
RR
Georgia(3/23/2010)
RR
Indiana(12/3/2015)
RR
Kentucky(5/23/2025)
RR
Louisiana(5/23/2025)
RR
Maryland(5/23/2025)
RR
Nevada(2/23/2018)
RR
North Carolina(7/9/2013)
RR
Ohio(5/23/2025)
RR
Oklahoma(5/23/2025)
RR
Tennessee(5/23/2025)
RR
Texas(7/29/2022)
RR
Virginia(5/23/2025)
RR
West Virginia(5/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVISTA ADVISORS
INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT
CRD#: 282899 / SEC#: 801-107431
RIA
Registered Investment Advisory firm - (3/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
350 Leavell Circle, Montgomery, AL 36117
Mailing Address
Phone number
(334) 387-0094
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 580,106,131 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVISTA ADVISORS
CRD#: 282899Montgomery, AL 36117TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
