Grant H. Hofer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grant Hamilton Hofer, who also goes by Grant Hamilton Hofer, Grant Hofer, was a registered financial professional .
Grant is a previously registered financial professional and started their career in finance in 2013. Grant had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2022 - March 25, 2025
PENSIONMARK SECURITIES, LLC
April 21, 2016 - April 2, 2021
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 11, 2015 - April 12, 2016
OPTIONSXPRESS, INC.
August 13, 2013 - April 12, 2016
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PENSIONMARK SECURITIES, LLC
CRD#: 283952 / SEC#: , 8-69773
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
