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JOANNA MARIE EHRESMAN

JOANNA M. EHRESMAN

Some features on this profile are disabled
CRD#: 5723847
JOANNA MARIE EHRESMAN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

JOANNA MARIE EHRESMAN, who also goes by Joanna Marie Anderson, was a registered financial professional .

JOANNA is a previously registered financial professional and started their career in finance in 2010. JOANNA had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Joanna joined Wealth Enhancement Group in 2009 and brings over 10 years of experience in database, interactive and direct marketing to her role. Throughout her career, she has worked at advertising agencies advising on marketing strategy to businesses in the consumer packaged goods, health care, hospitality, manufacturing and financial services industries. At Wealth Enhancement Group, Joanna is responsible for new client acquisition and supporting client retention by driving the areas of branding, direct marketing, and marketing communications.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joanna Marie Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 03/23/2010: Wealth Enhancement Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 09/19/2011: Wealth Enhancement Advisory Services, LLC - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - provides asst management and financial planning services (3) 06/11/2015: Ehresman Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 12425 44th Pl N, Plymouth, MN 55442 - Start 06/01/2015 - No Time Spent (4) 09/09/2016: Wealth Enhancement Tax & Consulting Services - Tax Prep/Accounting/CPA - Not Investment Related - 505 Hwy 169 N, Suite 900, Plymouth, MN 55441 - Start 06/01/2016 - 10 Hr/Mo; 10 Hour(s) During Securities Trading - basic tax prep (5) 04/06/2022 - Wealth Enhancement Group, LLC - Investment Related - Insurance Agency - Start Date - 9/14/2009.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 13, 2011 - April 21, 2023

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
PLYMOUTH, MN
Past

January 12, 2011 - April 21, 2023

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

December 2, 2010 - May 19, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
PLYMOUTH, MN
Past

April 15, 2010 - June 6, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
PLYMOUTH, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/30/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/2010
General Securities Representative Examination

Current Firm

WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)
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Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
Phone number
(763) 417-1700
Established
Firm type
Fiscal year end
# of Employees
1,230

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)
WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts186,400
AUM (Assets Under Management)$ 94,632,028,506

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/20/2024
Cover Page
Report
03/05/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Senior Vice President, MarketingCRD#: 116407

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