SV
Stephanos Vitoratos
NAVALIGN
Parsippany, NJ
Some features on this profile are disabled
CRD#: 5723628
SV
Professional summary
Stephanos Vitoratos, who also goes by Steven VItoratos, Stephanos Vitoratos, is a registered financial advisor currently at NAVALIGN, LLC located in Parsippany, New Jersey.
Stephanos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Stephanos has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Vitoratos | Stephanos Vitoratos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: VariFi Capital LLC Position: Owner Nature: I set up this LLC to conduct my personal trades and personal investments. The OBA does not hold clients. The OBA does not generate revenue as well. I will not be active with this LLC during my tenure with TIAA. There are no active trading accounts open under VariFi Capital LLC and nor will there be a trading account open and active under VariFi Capital LLC. The trading account was closed prior to coming to TIAA. VariFi Capital LLC is open at the state level and is not active. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 03/10/2022 Address: Home Address, Cedar Knolls NJ 07927, United States Description: I set up this LLC to conduct my personal trades and personal investments. (2) Name: Protos Strategic Investments LLC. Position: Owner Nature: I set up this LLC to conduct my personal trades and personal investments. There is no active trading account open under Protos Strategic Investments LLC and nor will there be a trading account open and active under Protos Strategic Investments LLC. The trading account was closed prior to coming to TIAA. Protos Strategic Investments is open at the state level and is not active. The OBA does not hold clients. The OBA does not generate revenue as well. I will not be active with this LLC during my tenure with TIAA. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 07/31/2015 Address: Home Address, Cedar Knolls NJ 07927, United States Description: I set up this LLC to conduct my personal trades and personal investments.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanos Vitoratos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2025 - Present
NAVALIGN, LLC
RIA
CRD#: 119919
Parsippany, NJ
Past
June 30, 2023 - March 17, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
ROSELAND, NJ
Past
June 29, 2023 - March 17, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
ROSELAND, NJ
Past
January 21, 2016 - March 15, 2022
HARRISDIRECT LLC
RIA
CRD#: 42159
MORRISTOWN, NJ
Past
January 7, 2016 - March 15, 2022
E*TRADE SECURITIES LLC
BD
CRD#: 29106
MORRISTOWN, NJ
Past
June 13, 2014 - December 3, 2015
TD AMERITRADE, INC.
RIA
CRD#: 7870
NEW YORK, NY
Past
June 13, 2014 - December 3, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
NEW YORK CITY, NY
Past
June 12, 2014 - December 3, 2015
TD AMERITRADE, INC.
BD
CRD#: 7870
NEW YORK, NY
Past
August 15, 2012 - April 4, 2013
EDWARD JONES
BD
CRD#: 250
ROCKAWAY PARK, NY
Past
August 7, 2012 - April 4, 2013
EDWARD JONES
RIA
CRD#: 250
ROCKAWAY PARK, NY
Past
January 18, 2011 - January 27, 2012
JOSEPH GUNNAR & CO. LLC
RIA
CRD#: 24795
NEW YORK, NY
Past
January 18, 2011 - January 27, 2012
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
NEW YORK, NY
Past
October 19, 2009 - July 28, 2010
TRIDENT PARTNERS LTD.
BD
CRD#: 41258
WOODBURY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NL
NAVALIGN, LLC
1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS
CRD#: 119919 / SEC#: 801-66206
RIA
Registered Investment Advisory firm - (1/30/2006 Approved)California
Registered Investment Advisory firm - (7/21/2012 Terminated)Utah
Registered Investment Advisory firm - (1/31/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(10/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NL
NAVALIGN, LLC
1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS
CRD#: 119919 / SEC#: 801-66206
RIA
Registered Investment Advisory firm - (1/30/2006 Approved)California
Registered Investment Advisory firm - (7/21/2012 Terminated)Utah
Registered Investment Advisory firm - (1/31/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15910 Ventura Blvd Suite 1605, Encino, CA 91436
Mailing Address
Phone number
(818) 728-4500
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,845 |
| AUM (Assets Under Management) | $ 655,556,765 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
