JR
Jason A. Ruel
KESTRA PRIVATE WEALTH SERVICES
Burlington, MA 01803
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CRD#: 5722114
JR
Professional summary
Jason Anthony Ruel, CFP®, who also goes by Jason Ruel, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Burlington, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Burlington, Massachusetts.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jason has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Ruel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JASON RUEL ART POSITION: Owner NATURE: Selling Artwork INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2023 ADDRESS: 18 Winnatuxett Beach Rd, Mattapoisett MA 02739, United States DESCRIPTION: Produce and deliver artwork. JASON RUEL VERMONT RENTAL PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: 119 Williams Lane, Unit 12H, Quechee VT 05059, United States DESCRIPTION: I own the property and use Vacasa to rent and collect income. NORTHEAST INVESTMENT GROUP POSITION: Financial Advisor/General Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/29/2022 ADDRESS: 20 Mall Road, Burlington MA 01803, United States DESCRIPTION: I will be meeting with clients, running financial plans and managing client investments. In addition I will be a managing partner maintaining operations of the company with my partners. Business Name: MISSION OF DEEDS POSITION: Board of Directors NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/10/2023 ADDRESS: 6 Chapin Ave, Reading, Reading MA 01867 DESCRIPTION: I will be acting as a board member to help the executive director make strategic decisions for the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Anthony Ruel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
June 29, 2022 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 20 Mall Road, Suite 251, Burlington, MA 01803RIA
CRD#: 155193
Burlington, MA
Current
June 29, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 20 Burlington Mall Rd Suite 251, Burlington, MA 01803BD
CRD#: 42046
Burlington, MA
Past
January 2, 2020 - July 1, 2022
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
BOSTON, MA
Past
July 16, 2014 - December 31, 2019
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
BOSTON, MA
Past
July 16, 2014 - July 1, 2022
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
BOSTON, MA
Past
March 19, 2012 - July 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HINGHAM, MA
Past
March 19, 2012 - July 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HINGHAM, MA
Past
July 22, 2010 - April 12, 2012
MORGAN STANLEY
RIA
CRD#: 149777
PROVIDENCE, RI
Past
July 22, 2010 - April 12, 2012
MORGAN STANLEY
BD
CRD#: 149777
PROVIDENCE, RI
Past
April 13, 2010 - July 19, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOSTON, MA
Past
February 18, 2010 - July 19, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/29/2022)
RR
District of Columbia(6/29/2022)
RR
Florida(6/29/2022)
RR
Massachusetts(7/7/2022)
IAR
Massachusetts(7/7/2022)
RR
Missouri(6/29/2022)
RR
New Hampshire(6/29/2022)
RR
Rhode Island(6/29/2022)
RR
South Carolina(6/30/2023)
RR
Vermont(7/5/2022)
RR
Virginia(6/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Burlington, MA 01803TRUST BUT VERIFY
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