Rodney A. Cook
THE H GROUP
Portland, OR
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CRD#: 5721762
Professional summary
Rodney Arthur Cook II, CFP®, who also goes by Rodney Arthur Cook, Rodney Cook, is a registered financial advisor currently at THE H GROUP, INC. located in Portland, Oregon.
Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Rodney has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rodney Arthur Cook | Rodney Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Finance Committee for the Central Oregon Community College Foundation, 2600 N.W. College Way, Bend, Oregon 97703. The COCC Foundation's mission is to raise funds for scholarships for students based upon the demonstrated promise of the applicant along with their significant financial need. Finance Committee Member-Oversight of the budget and investments of the foundation to give recommendations to the board of directors. Investment related; no compensation, volunteer position./// 2. CFP Board; Mentor program; provides support to prospective CFP professionals; 1-5 hours/month; no compensation; volunteer position./// 3. Central Oregon Community College Foundation, Board of Directors - Trustee, provides funds for scholarships and capital improvements, cultivates relationships with stakeholders to support COCC and its students, and develops programs that foster COCC student success, Trustees act as voting members of the Board with full authority and responsibility to develop policies, procedures and regulations for the operation of the Foundation, and monitor the Foundation's financial health, programs and overall performance, not investment related, started 9/2019, 1-5 hours per month, volunteer, no compensation./// 4. Rental Property, Landlord, Pay for repairs, taxes and insurance, started 4/1/2020, not investment related, 1-5 hours per month, receives compensation in form of rent./// 5. Friends of the Children, Board of Directors - Trustee , Long-term mentor program for at-risk youth, Provide guidance and business acumen to the organization, not investment related, Started 12/1/20, 1-5 hours per month, no compensation./// 6. Aotearoa LLC DBA Rosell Wealth Management; Bend, OR; start 07/2016; Director of Financial Planning; Financial Plans, Financial Services; investment related; Salary; Bonus; Profit share; over 40 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Rodney Arthur Cook II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 30, 2025 - Present
THE H GROUP, INC.
Office #3: 500 Liberty Street Se, Suite 310, Salem, OR 97301RIA
CRD#: 106801
Portland, OR
Past
August 3, 2016 - April 9, 2025
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
BEND, OR
Past
July 21, 2016 - April 9, 2025
VALMARK SECURITIES, INC.
BD
CRD#: 31243
BEND, OR
Past
October 1, 2012 - July 26, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
TORRANCE, CA
Past
October 1, 2012 - July 26, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
TORRANCE, CA
Past
June 9, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TORRANCE, CA
Past
June 9, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TORRANCE, CA
Past
December 1, 2009 - February 4, 2010
EDWARD JONES
RIA
CRD#: 250
FOUNTAIN VALLEY, CA
Past
November 16, 2009 - February 4, 2010
EDWARD JONES
BD
CRD#: 250
FOUNTAIN VALLEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE H GROUP, INC.
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
RIA
Registered Investment Advisory firm - (7/18/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(5/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TH
THE H GROUP, INC.
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
RIA
Registered Investment Advisory firm - (7/18/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3395 Sw Garden View Ave, Portland, OR 97225
Mailing Address
Phone number
(503) 292-5853
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,849 |
| AUM (Assets Under Management) | $ 580,107,747 |
Red Flags
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