Toby A. Joy
Professional summary
Toby Arthur Joy is a registered financial professional currently at AKUNA SECURITIES LLC located in Chicago, Illinois.
Toby is registered as a RR (Registered Representative) and started their career in finance in 2009. Toby has worked at 2 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Toby Arthur Joy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2025 - Present
AKUNA SECURITIES LLC
Office #1: 333 S. Wabash Ave. Suite 2600, Chicago, IL 60604February 2, 2012 - February 3, 2022
AKUNA SECURITIES LLC
October 21, 2009 - October 27, 2009
OPTIVER US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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