SHERIDAN B. GRACE
CAPFINANCIAL SECURITIES. | Financial Advisor, Relationship Manager
Raleigh, NC 27609
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CRD#: 5720868
Professional summary
SHERIDAN BARNES GRACE, who also goes by Sheridan Layne Barnes, is a registered financial professional currently at CAPFINANCIAL SECURITIES, LLC. located in Raleigh, North Carolina.
SHERIDAN is registered as a RR (Registered Representative) and started their career in finance in 2010. SHERIDAN has worked at 3 firms and has passed the SIE, Series 7 and Series 28 exams.
Biography
CAPTRUST welcomed Sheridan in 2021. She currently serves as a financial advisor and relationship manager, responsible for providing comprehensive wealth management and retirement advisory services to high-net-worth investors.
Sheridan joined CAPTRUST from Crescent Capital Consulting, where she served as the executive vice president of finance and the firm’s chief compliance officer, and she has worked in the industry since 2008. Sheridan holds a Bachelor of Science degree in economics from the University of North Carolina at Chapel Hill (UNC) and a Master of Accounting degree from UNC’s Kenan-Flagler Business School.
Outside of work, Sheridan enjoys spending time with family and traveling. She is also actively involved in the philanthropic community, including work with the Hermann-Grima House, WYES, Audubon Zoo, and the Louisiana Cancer Research Center.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sheridan Layne Barnes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view SHERIDAN BARNES GRACE's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Kenan-Flagler Business School at the University of North Carolina at Chapel Hill
University of North Carolina at Chapel Hill
BS - Economics
Experience
Current
March 11, 2022 - Present
CAPFINANCIAL SECURITIES, LLC.
Office #1: 4208 Six Forks Road #1700, Raleigh, NC 27609BD
CRD#: 126291
Raleigh, NC
Past
September 16, 2010 - January 30, 2018
IBERIA CAPITAL PARTNERS L.L.C.
BD
CRD#: 152766
NEW ORLEANS, LA
Past
February 8, 2010 - June 8, 2010
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 12/21/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
CS
CAPFINANCIAL SECURITIES, LLC.
CAPFI INSURANCE SERVICES LLC | FREEDOM ONE | DEFINED CONTRIBUTION ADVISORS INC OR DCADVISORS | CFS SECURITIES, LLC | CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" | CAPTRUST FINANCIAL ADVISORS | CAPTRUST | CAPFINANCIAL SECURITIES, LLC. | CAPFINANCIAL PARTNERS, LLC
CRD#: 126291 / SEC#: , 8-65870
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Mailing Address
4208 Six Forks Road, Suite 1700, Raleigh, NC 27609
Phone number
(919) 870-6822
Established
North Carolina since 11/21/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | |
| BUCHANAN, DENISE MCGEE | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO | 1284353 |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CAPFINANCIAL SECURITIES, LLC.
Financial Advisor, Relationship ManagerCRD#: 126291Raleigh, NC 27609TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
