John P. Dowd
Professional summary
John Patrick Dowd is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in New York, New York and SANFORD C. BERNSTEIN & CO., LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. John has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Dowd's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2010 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 66 Hudson Boulevard East, New York, NY 10001January 22, 2010 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 66 Hudson Boulevard East, New York, NY 10001Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2015)
(9/30/2010)
(2/15/2011)
(6/22/2010)
(1/28/2011)
(2/2/2016)
(10/19/2010)
(11/25/2013)
(11/17/2017)
(11/11/2016)
(2/21/2019)
(9/11/2017)
(2/27/2019)
(8/12/2010)
(10/20/2014)
(2/1/2010)
(2/17/2010)
(2/1/2010)
(5/7/2021)
(3/5/2024)
(8/19/2015)
(8/25/2010)
(7/3/2012)
(6/17/2021)
(12/23/2021)
(8/12/2010)
(4/13/2011)
(1/23/2013)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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