DH
Denise L. Holloway
CETERA INVESTMENT ADVISERS LLC
MELBOURNE, FL 32901
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CRD#: 5719495
DH
Professional summary
Denise Lynn Holloway, who also goes by Denise Lynn Arnold, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Melbourne, Florida and CETERA WEALTH SERVICES, LLC located in Melbourne, Florida.
Denise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Denise has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Denise Lynn Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EASTWOOD & ASSOCIATES WEALTH MANAGEMENT STRATEGIES, LLC POSITION: Administrative Assistant NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 7 START DATE: 03/11/2016 ADDRESS: Melbourne, FL DESCRIPTION: CLIENT SERVICE, ASSIST ADVISORS, PHONES, DOCUMENT PREP, ETC. 2) TRUMBULL OFFICE CONDOMINIUM ASSOCIATION POSITION: bookkeeper NATURE: professional office condo association INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2022 ADDRESS: 3210 N Wickham Rd, Suite 5, Melbourne FL, United States DESCRIPTION: bill pay monthly/quarterly bank reconciliation check writing and signing privileges 3) POA fbo Mary A. Arnold (mother); POA; POA; NIR; 0; 12/01/2013; Rockledge FL ; 4) POA for William E. Arnold (father); POA; POA; NIR; 0; 11/10/2024; 223 Emerson Drive NW Palm Bay FL; Assist with medical insurance, medications, scheduling medical appointments and treatments, bill pay, talking with medical team on behalf of father relating to his care and costs of care
CRS (Client Relationship Summary) - RIA
Click below to view Denise Lynn Holloway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10 S Harbor City Blvd, Melbourne, FL 32901RIA
CRD#: 105644
MELBOURNE, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10 S. Harbor City Boulevard, Melbourne, FL 32901BD
CRD#: 13572
MELBOURNE, FL
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MELBOURNE, FL
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MELBOURNE, FL
Past
March 11, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MELBOURNE, FL
Past
October 8, 2015 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MELBOURNE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/12/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Missouri(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
