Yousef J. Abuhakmeh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yousef Jamal Abuhakmeh was a registered financial professional .
Yousef is a previously registered financial professional and started their career in finance in 2010. Yousef had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2022 - April 4, 2024
I3 INVESTMENT PARTNERS, LLC
October 10, 2017 - November 25, 2019
B. RILEY WEALTH ADVISORS, INC.
October 6, 2017 - November 25, 2019
NATIONAL SECURITIES CORPORATION
August 25, 2014 - November 3, 2017
CITIGROUP GLOBAL MARKETS INC.
February 20, 2014 - November 3, 2017
CITIGROUP GLOBAL MARKETS INC.
April 30, 2013 - February 26, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 17, 2012 - August 15, 2012
EQUITABLE ADVISORS, LLC
November 16, 2010 - March 27, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
I3 INVESTMENT PARTNERS, LLC
CRD#: 307104 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 73,000,000 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 9/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
