Glenn C. Peters
Professional summary
Glenn Clydon Peters, who also goes by Glenn C Peters, is a registered financial professional currently at INDEPENDENT INVESTMENT BANKERS, CORP. located in San Diego, California.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 2009. Glenn has worked at 5 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 79 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glenn Clydon Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2025 - Present
INDEPENDENT INVESTMENT BANKERS, CORP.
April 5, 2016 - April 21, 2017
J.P. MORGAN SECURITIES LLC
August 7, 2013 - August 18, 2015
DEUTSCHE BANK SECURITIES INC.
April 15, 2011 - August 9, 2011
WELLS FARGO CLEARING SERVICES, LLC
April 15, 2011 - August 9, 2011
WELLS FARGO CLEARING SERVICES, LLC
August 12, 2010 - March 14, 2011
PRUCO SECURITIES, LLC.
October 16, 2009 - March 14, 2011
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2025)
Exams
Series 79TO
Date: 3/28/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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