Colin A. Gallagher
STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
LYNNFIELD, MA
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CRD#: 5718612
Professional summary
Colin Andrew Gallagher, CFP®, CPWA®, who also goes by Colin Andrew Gallagher, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lynnfield, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Raleigh, North Carolina.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Colin has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Biography
I believe that everybody has a financial plan, one that is either by design or by default. I take the time to understand our clients' goals and aspirations, and carefully design a plan with them that is unique and tailored to their circumstances.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Employee and Employer Plan Ben...
Tax Planning
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Colin Andrew Gallagher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Colin Andrew Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
CPWA®
Start date: 2017-06-27
Expire date: 2025-05-31
Education
Indiana University
Bachelor of Science (BS) - Business
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LYNNFIELD, MA
Current
June 7, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
RALEIGH, NC
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
June 24, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
November 12, 2009 - May 31, 2013
MORGAN STANLEY
BD
CRD#: 149777
MIDDLETON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2021)
RR
Arizona(1/4/2019)
RR
Arkansas(1/4/2019)
RR
California(6/20/2013)
RR
Colorado(1/2/2015)
RR
Connecticut(6/20/2013)
RR
Delaware(3/1/2024)
RR
District of Columbia(6/20/2013)
RR
Florida(6/20/2013)
RR
Georgia(1/4/2019)
RR
Idaho(1/4/2019)
RR
Illinois(1/5/2016)
RR
Indiana(1/4/2019)
RR
Iowa(4/9/2021)
RR
Kansas(1/4/2019)
RR
Kentucky(1/2/2015)
RR
Louisiana(1/4/2019)
RR
Maine(6/20/2013)
RR
Maryland(1/6/2017)
RR
Massachusetts(6/7/2013)
IAR
Massachusetts(3/31/2025)
RR
Michigan(1/2/2015)
IAR
Michigan(3/31/2025)
RR
Minnesota(1/4/2019)
RR
Mississippi(3/25/2023)
RR
Missouri(1/4/2019)
RR
Montana(10/8/2021)
RR
Nebraska(10/8/2021)
RR
Nevada(10/8/2021)
RR
New Hampshire(6/20/2013)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(1/4/2019)
RR
New Mexico(9/29/2023)
RR
New York(6/20/2013)
RR
North Carolina(6/20/2013)
RR
Ohio(1/7/2019)
RR
Oregon(1/4/2019)
RR
Pennsylvania(6/20/2013)
RR
Rhode Island(6/20/2013)
RR
South Carolina(1/4/2019)
RR
Tennessee(1/4/2019)
RR
Texas(6/20/2013)
IAR
Texas(3/31/2025)
RR
Utah(1/4/2019)
RR
Vermont(6/20/2013)
RR
Virginia(6/20/2013)
RR
Washington(1/2/2015)
RR
West Virginia(1/4/2019)
RR
Wisconsin(1/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Lynnfield, MATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
