Rafael Beck
Professional summary
Rafael Beck is a registered financial professional currently at LUMA SECURITIES LLC located in New York, New York and MARATHON TRADING GROUP LLC located in Wayne, Pennsylvania.
Rafael is registered as a RR (Registered Representative) and started their career in finance in 2010. Rafael has worked at 24 firms and has passed the Series 99TO, Series 7TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rafael Beck's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2012 - Present
LUMA SECURITIES LLC
Office #1: 101 Fifth Avenue Suite 900, New York, NY 10003January 30, 2013 - Present
MARATHON TRADING GROUP LLC
Office #1: 100 Matsonford Road Building 4, Suite 255, Wayne, PA 19087July 29, 2022 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281July 29, 2022 - Present
BROOKFIELD PRIVATE ADVISORS LLC
Office #1: Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021December 6, 2022 - Present
VICENTE & PARTNERS LLC
Office #1: 14 Berkeley Street, London, W1J 8DUJanuary 12, 2023 - Present
BRIGHTTOWER SECURITIES LLC
Office #1: 110 East 25th Street 11th Floor, New York, NY, 10010June 4, 2024 - Present
BROOKFIELD SECURITIES LLC
Office #1: 250 Vesey Street 15th Floor, New York, NY 10281September 1, 2023 - November 26, 2024
SKILL CAPITAL ASSOCIATES LLC
March 29, 2023 - May 3, 2024
OUTCOME CAPITAL, LLC
August 15, 2022 - June 12, 2024
SERA GLOBAL SECURITIES US LLC
June 30, 2021 - October 6, 2021
BG STRATEGIC ADVISORS LLC
August 10, 2018 - August 14, 2025
TCG CAPITAL MARKETS L.L.C.
July 18, 2016 - June 1, 2020
TRILOMA SECURITIES, LLC
April 23, 2015 - February 28, 2017
ALDWYCH SECURITIES LLC
January 7, 2015 - December 31, 2024
GATEWOOD SECURITIES LLC
August 28, 2014 - June 1, 2017
HUNT FINANCIAL SECURITIES
January 22, 2014 - January 20, 2016
PALADIN MARKET ADVISORS, LLC
July 1, 2013 - December 3, 2013
CORSAIR ADVISORS LLC
June 27, 2013 - September 8, 2014
ALDWYCH SECURITIES LLC
August 23, 2012 - February 14, 2014
GARRISON SECURITIES LLC
June 8, 2012 - March 13, 2013
OPENX MARKETS, LLC
November 8, 2011 - December 21, 2012
ALGOPARTNERS, LLC
October 31, 2011 - December 7, 2011
AGILE PT GROUP LLC
August 2, 2011 - March 30, 2012
OPENX MARKETS, LLC
June 29, 2011 - February 7, 2022
TCG SECURITIES, L.L.C.
February 24, 2011 - June 10, 2011
AGILE PT GROUP LLC
March 5, 2010 - September 29, 2011
DMS CAPITAL SOLUTIONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 9/22/2020
General Securities Representative ExaminationCboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
BROOKFIELD SECURITIES LLC
CRD#: 327792 / SEC#: , 8-71170
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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