Craig Resnick
Professional summary
Craig Resnick, who also goes by Craig Adam Resnick, Craig Resnick, is a registered financial professional currently at IEX SERVICES LLC located in New York, New York and IEX DAP LLC located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2009. Craig has worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Resnick's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2022 - Present
IEX SERVICES LLC
Office #1: 3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007August 29, 2023 - Present
IEX DAP LLC
Office #1: 3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 10007October 14, 2009 - December 5, 2012
LIQUIDNET, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/29/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IEX DAP LLC
CRD#: 318014 / SEC#: , 8-70869
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IEX DAP GROUP LLC | PARENT | |
| KATSUYAMA, BRADLEY TOSHIO | PRESIDENT | 4463961 |
| ASARE, ALPHONSE KWESI | PRINCIPAL OPERATIONS OFFICER | 6140970 |
| DUKESHERER, JACK ROBERT | CHIEF COMPLIANCE OFFICER | 5671449 |
| OCONNELL, TERRANCE DANIEL | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER | 4898427 |
| RESNICK, CRAIG | CHIEF FINANCIAL OFFICER | 5718420 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
