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FIRM PROFILE
Overview
IEX DAP LLC is located at 3 World Trade Center, 175 Greenwich Street 58th Floor, New York, NY 10007 and was first established at New York, Delaware in 10/20/2021. After operating for 4 years, IEX DAP LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of IEX DAP LLC’s clients are individuals and 0% of their clients are high net worth individuals. IEX DAP LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at IEX DAP LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access IEX DAP LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at IEX DAP LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for IEX DAP LLC Comes From
Understanding the Statistics for IEX DAP LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 10007
3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 10007
Small
(646) 343-2000
Delaware since 10/20/2021
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| IEX DAP GROUP LLC | PARENT | ||
| KATSUYAMA, BRADLEY TOSHIO | PRESIDENT | 4463961 | |
| ASARE, ALPHONSE KWESI | PRINCIPAL OPERATIONS OFFICER | 6140970 | |
| DUKESHERER, JACK ROBERT | CHIEF COMPLIANCE OFFICER | 5671449 | |
| OCONNELL, TERRANCE DANIEL | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER | 4898427 | |
| RESNICK, CRAIG | CHIEF FINANCIAL OFFICER | 5718420 |
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Advisor's working at IEX DAP LLC
Bradley Toshio Katsuyama
Jack Robert Dukesherer
Anthony Perez
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