Lucas K. Lofman
Professional summary
Lucas Kyle Lofman, who also goes by Luke Lofman, is a registered financial professional currently at SAXONY SECURITIES, INC. located in St. Louis, Missouri.
Lucas is registered as a RR (Registered Representative) and started their career in finance in 2020. Lucas has worked at 3 firms and has passed the Series 63, Series 7TO, Series 22TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lucas Kyle Lofman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
SAXONY SECURITIES, INC.
Office #1: 11152 S Towne Square, St. Louis, MO 63123March 22, 2021 - December 31, 2022
PATRICK CAPITAL MARKETS, LLC
June 16, 2020 - March 23, 2021
COLORADO FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/8/2020
General Securities Representative ExaminationSeries 22TO
Date: 6/16/2020
Direct Participation Programs Representative ExaminationFINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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