Pinchas M. Miles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pinchas Martin Miles, who also goes by Pinchas M Miles, Pinchas Miles, was a registered financial professional .
Pinchas is a previously registered financial professional and started their career in finance in 2013. Pinchas had worked at 3 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2022 - January 2, 2023
HOLD BROTHERS CAPITAL LLC
October 6, 2020 - August 23, 2021
HOLD BROTHERS CAPITAL LLC
July 1, 2019 - November 25, 2019
HOLD BROTHERS CAPITAL LLC
July 16, 2018 - March 4, 2019
HOLD BROTHERS CAPITAL LLC
February 8, 2018 - April 25, 2018
T3 TRADING GROUP, LLC
February 13, 2017 - June 6, 2017
T3 TRADING GROUP, LLC
July 2, 2015 - December 14, 2015
QUASAR TRADING, LLC
August 11, 2014 - September 29, 2014
T3 TRADING GROUP, LLC
June 25, 2013 - August 21, 2013
T3 TRADING GROUP, LLC
March 12, 2013 - May 30, 2013
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 3/11/2013
Proprietary Trader Qualification ExaminationCurrent Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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