Kassandra N. Johnson
Professional summary
Kassandra N Johnson, who also goes by Kassandra Nicole Anderson, Kassie Anderson, Kassandra Johnson, Kassie Johnson, Kassandra Nicole Johnson, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.
Kassandra is registered as a RR (Registered Representative) and started their career in finance in 2010. Kassandra has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kassandra N Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2022 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402January 23, 2018 - June 4, 2022
RIVERSOURCE DISTRIBUTORS, INC.
August 5, 2014 - June 29, 2016
RIVERSOURCE DISTRIBUTORS, INC.
March 25, 2011 - August 5, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
July 16, 2010 - March 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 24, 2010 - March 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2022)
Exams
FINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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Company Information
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506Minneapolis, MN 55402TRUST BUT VERIFY
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