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FL

Fred C. Liu

HAYDEN CAPITAL
Los Angeles, CA 90028
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CRD#: 5716487
FL

Professional summary


Fred C Liu is a registered financial advisor currently at HAYDEN CAPITAL located in Los Angeles, California.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Fred has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Fred C Liu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 22, 2021 - Present

HAYDEN CAPITAL

Office #1: 6565 W Sunset Blvd Suite 420, Los Angeles, CA 90028
RIA
CRD#: 283201
Los Angeles, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/7/2025)
IAR
New York
(10/31/2025)
IAR
Texas
(10/16/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/16/2016
Uniform Investment Adviser Law Examination

Current Firm


HC
HAYDEN CAPITAL
HAYDEN CAPITAL | HAYDEN CAPITAL LLC

CRD#: 283201 / SEC#: 801-121451

RIA
Registered Investment Advisory firm - (7/17/2025 Terminated)
California
Registered Investment Advisory firm - (4/2/2025 Approved)
Connecticut
Registered Investment Advisory firm - (6/18/2021 Terminated)
New Jersey
Registered Investment Advisory firm - (6/17/2021 Terminated)
New York
Registered Investment Advisory firm - (10/31/2025 Approved)
Texas
Registered Investment Advisory firm - (10/2/2025 Conditional Restricted)
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Contact information


Main Address
6565 W Sunset Blvd Suite 420, Los Angeles, CA 90028
Mailing Address
Phone number
(513) 304-3313
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts128
AUM (Assets Under Management)$ 60,921,229

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HAYDEN CAPITAL

CRD#: 283201Los Angeles, CA 90028

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