Jonathan A. Grutman
Professional summary
Jonathan Aaron Grutman, who also goes by Jonathan Grutman, is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in New York, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in New York, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jonathan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Aaron Grutman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2021 - Present
LEBENTHAL GLOBAL ADVISORS, LLC
Office #1: 275 Madison Avenue Suite 1200, New York, NY 10016August 15, 2011 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 325 Broadway Suite 204, New York, NY 10007December 2, 2009 - November 15, 2010
PFS INVESTMENTS INC.
Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
(9/16/2019)
(8/15/2011)
(5/8/2020)
(1/3/2017)
(12/7/2021)
(1/7/2014)
(1/7/2014)
(11/8/2011)
(10/28/2021)
(1/6/2015)
(3/6/2013)
Exams
FINRA
Current Firm
LEBENTHAL GLOBAL ADVISORS, LLC
CRD#: 283303 / SEC#: 801-110652
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,279 |
| AUM (Assets Under Management) | $ 819,985,389 |
Red Flags
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