Rashad Malcolm Anderson
Professional Summary
Rashad Malcolm Anderson, who also goes by Rashad Anderson, is a registered financial advisor currently at LFT SECURITIES, LLC located in Miami, Florida. Rashad is registered as a RR (Registered Representative) and started their career in finance in 2009. Rashad has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rashad Anderson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
ADVANCED TRADING & LINKED ASSET STRATEGIES, LLC | LFT SECURITIES, LLC
Contact Information
Main Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202-3931Mailing Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202-3931Phone Number
(844) 844-5862Established
Delaware since 06/20/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMA FINANCIAL TECHNOLOGIES, LLC | OWNER, SOLE MEMBER | — |
| BONACCI, TIMOTHY JOHN | PRESIDENT & CEO | 4194271 |
| JENKINS, ROBERT PATRICK | CHIEF FINANCIAL OFFICER | 6030790 |
| POGAN, DONALD | COO & POO | 5611677 |
| RUSSELL, SARAH DETLING | PRINCIPAL FINANCIAL OFFICER & FINOP | 6727189 |
| STACHE, PAUL GERARD | CHIEF COMPLIANCE OFFICER | 1170097 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/20/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jun 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Rashad Malcolm Anderson's CRS (Customer Relationship Summary).
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