Rashad M. Anderson

LFT SECURITIES

Miami, FL 33131

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CRD#: 5715162

Professional summary

Rashad Malcolm Anderson, who also goes by Rashad Anderson, is a registered financial professional currently at LFT SECURITIES, LLC located in Miami, Florida.

Rashad is registered as a RR (Registered Representative) and started their career in finance in 2009. Rashad has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rashad Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rashad Malcolm Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2020 - Present

LFT SECURITIES, LLC

Office #1: 1111 Brickell Avenue 11th Floor, Miami, FL 33131

CRD#: 290210

Miami, FL

Past

December 19, 2011 - November 29, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

August 18, 2011 - November 29, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 30, 2009 - December 1, 2009

E1 ASSET MANAGEMENT, INC.

CRD#: 46872

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/20/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/19/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 6/22/2016

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/29/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LFT SECURITIES, LLC

ADVANCED TRADING & LINKED ASSET STRATEGIES, LLC | LFT SECURITIES, LLC

CRD#: 290210 / SEC#: , 8-70015

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 Walnut Street, Suite 2410, Cincinnati, OH 45202-3931

Mailing Address

425 Walnut Street, Suite 2410, Cincinnati, OH 45202-3931

Phone number

(513) 271-0759

Established

Delaware since 06/20/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LUMA FINANCIAL TECHNOLOGIES, LLC	OWNER, SOLE MEMBER
BONACCI, TIMOTHY JOHN	PRESIDENT & CEO	4194271
JENKINS, ROBERT PATRICK	CHIEF FINANCIAL OFFICER	6030790
POGAN, DONALD	COO & POO	5611677
RUSSELL, SARAH DETLING	PRINCIPAL FINANCIAL OFFICER & FINOP	6727189
STACHE, PAUL GERARD	CHIEF COMPLIANCE OFFICER	1170097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rashad M. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rashad Malcolm Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

E1 ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2011

Series 63

Date: 10/19/2009

SIE

Date: 10/1/2018

Series 79

Date: 6/22/2016

Series 7

Date: 9/29/2009

FINRA

Current Firm

LFT SECURITIES, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LFT SECURITIES, LLC

TRUST BUT VERIFY

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