Freddie L. Broadway
Professional summary
Freddie Latron Broadway, who also goes by Freddie L Broadway, Freddie Broadway, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.
Freddie is registered as a RR (Registered Representative) and started their career in finance in 2009. Freddie has worked at 10 firms and has passed the Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Freddie Latron Broadway's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024August 7, 2024 - December 2, 2025
FISHER INVESTMENTS
September 11, 2017 - March 12, 2019
CAPITAL ONE ADVISORS, LLC
February 1, 2017 - March 12, 2019
CAPITAL ONE INVESTING, LLC
October 1, 2013 - April 8, 2016
USAA FINANCIAL PLANNING SERVICES
September 11, 2013 - April 8, 2016
USAA FINANCIAL ADVISORS, INC.
April 5, 2013 - August 8, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 1, 2012 - March 18, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - March 18, 2013
J.P. MORGAN SECURITIES LLC
October 8, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 8, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 15, 2009 - July 22, 2010
EDWARD JONES
December 2, 2009 - July 22, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/17/2026
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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Company Information
VANGUARD MARKETING CORPORATION
CRD#: 7452Plano, TX 75024TRUST BUT VERIFY
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