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Douglas Edward Kronk

VECTOR FINANCIAL SERVICES
SYRACUSE, IN
·CRD# 5714630·17 years experience

Professional Summary

Douglas Edward Kronk is a registered financial advisor currently at VECTOR FINANCIAL SERVICES, LLC located in Syracuse, Indiana. Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Douglas has worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

VECTOR FINANCIAL SERVICES, LLC·CRD# 156125
RIA
602 S. Huntington St., Syracuse, IN 46567
January 26, 2011 - Present
TRIAD ADVISORS LLC·CRD# 25803
RIA
Mishawaka, IN
February 4, 2010 - December 31, 2010
TRIAD ADVISORS LLC·CRD# 25803
BD
Mishawaka, IN
September 22, 2009 - December 31, 2010

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Current Firm

VF
VECTOR FINANCIAL SERVICES, LLC

VECTOR FINANCIAL SERVICES, LLC

CRD#: 156125
Indiana
Registered Investment Advisory firm - Indiana (1/26/2011 Approved)

Contact Information

Main Address

602 S. Huntington St., Syracuse, IN 46567

Mailing Address

Po Box 23, Syracuse, IN 46567

Phone Number

(855) 932-2932

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

62

AUM (Assets Under Management)

$19,183,856

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(1/26/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2009About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2009About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Douglas Edward Kronk's CRS (Customer Relationship Summary).

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