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Alva N. Dopking

BENCHMARK SECURITIES LLC
Winter Park, FL 32789
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CRD#: 5714444
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Professional summary


Alva Nathan Dopking, who also goes by Nate Dopking, is a registered financial professional currently at BENCHMARK SECURITIES LLC located in Winter Park, Florida.

Alva is registered as a RR (Registered Representative) and started their career in finance in 2010. Alva has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nate Dopking

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alva Nathan Dopking's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 15, 2021 - Present

BENCHMARK SECURITIES LLC

Office #1: 250 S. Park Avenue Suite 380, Winter Park, FL 32789
BD
CRD#: 159940
Winter Park, FL
Past

June 19, 2017 - October 15, 2021

HILLTOP SECURITIES INC.

BD
CRD#: 6220
PALM BEACH GARDENS, FL
Past

January 2, 2014 - June 15, 2017

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

BD
CRD#: 41282
SAFETY HARBOR, FL
Past

March 30, 2011 - August 28, 2013

GARDNYR MICHAEL CAPITAL, INC.

BD
CRD#: 30520
WINTER PARK, FL
Past

September 10, 2010 - April 28, 2011

LPE SECURITIES, LLC

BD
CRD#: 117851
TAMPA, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/15/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 1/22/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BENCHMARK SECURITIES LLC
BENCHMARK SECURITIES LLC | BENCHMARK SECURITIES, LLC

CRD#: 159940 / SEC#: , 8-69024

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
250 S. Park Avenue Suite 380, Winter Park, FL 32789
Mailing Address
250 S. Park Avenue Suite 380, Winter Park, FL 32789
Phone number
(407) 960-2700
Established
Florida since 11/03/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BMKS HOLDINGS, LLCMEMBER
MADDEN, RAYMOND JAMESCEO, CCO, ER2283328
SEMEL, SCOTT VINCENTHEAD OF SALES & TRADING4823191
YARBROUGH, DANIEL STEPHENCFO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER6115754

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BENCHMARK SECURITIES LLC

CRD#: 159940Winter Park, FL 32789

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