Justin C. Rooney
Professional summary
Justin C Rooney, who also goes by Justin Corte Rooney, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Greenwich, Connecticut.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2010. Justin has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Justin C Rooney's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 2 Greenwich Plaza 4th Floor, Greenwich, CT 06830September 3, 2020 - November 30, 2023
ICAPITAL SECURITIES, LLC
October 24, 2018 - August 30, 2020
ALPHAMAX DISTRIBUTORS, L.L.C.
August 22, 2016 - September 28, 2018
ARTIVEST BROKERAGE LLC
August 27, 2015 - April 19, 2016
ETICO PARTNERS, LLC
February 15, 2011 - March 31, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2010 - March 31, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2023)
(11/30/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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