Arthur Nelson Bull | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Arthur Nelson Bull, who also goes by Arthur N Bull, Arthur Bull, was a registered financial professional .

Arthur is a previously registered financial professional and started their career in finance in 2009. Arthur had worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Arthur N Bull | Arthur Bull

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 2, 2013 - August 27, 2014

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA

CRD#: 169045

SUDBURY, MA

Past

November 8, 2013 - September 23, 2014

LPL FINANCIAL LLC

BD

CRD#: 6413

NATICK, MA

Past

August 11, 2011 - November 27, 2013

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 149564

SUDBURY, MA

Past

August 5, 2011 - November 8, 2013

SECURITIES SERVICE NETWORK, LLC

BD

CRD#: 13318

SUDBURY, MA

Past

March 29, 2010 - August 2, 2011

MARINER

RIA

CRD#: 151664

OVERLAND PARK,, KS

Past

November 4, 2009 - July 28, 2011

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WELLESLEY, MA

Past

October 23, 2009 - July 28, 2011

NEW ENGLAND SECURITIES

BD

CRD#: 615

WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HG

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

CRD#: 169045 / SEC#: 801-78565

RIA

Registered Investment Advisory firm - (9/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 10/27/2009

Uniform Combined State Law Examination

General Industry/Product Exam

RR

Series 7

Date: 10/22/2009

General Securities Representative Examination

Current Firm

HG

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

CRD#: 169045 / SEC#: 801-78565

RIA

Registered Investment Advisory firm - (9/20/2013 Approved)

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Contact information

Main Address

8985 E. Bell Road, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 604-0600

Established

Firm type

Fiscal year end

# of Employees

25

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - WRAP PROGRAM (3/26/2025)

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,804
AUM (Assets Under Management)	$ 277,447,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arthur N. Bull

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

LPL FINANCIAL LLC

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

MARINER

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2009

Series 7

Date: 10/22/2009

Current Firm

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

TRUST BUT VERIFY

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