James M Fox
Professional Summary
James M Fox, who also goes by James Fox, James Michael Fox, is a registered financial advisor currently at FINANCIAL & TAX ARCHITECTS, LLC located in Chicago, Illinois. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Fox, James Michael Fox
Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
Current Firm
ADVANCED WEALTH MANAGEMENT | THE MASTERS CHOICE, INC. | SCOUT FINANCIAL GROUP | RYU FINANCIAL, INC | RETIREMENT INCOME BLUEPRINTS | PROFESSIONAL GROUP | NEW DAY FINANCIAL | NEST FINANCIAL ADVISORS | NATIONAL RETIREMENT CONSULTING | MIA SULAK | LFG FINANCIAL | KNOXVILLE RETIREMENT PLANNERS | JDR BASTION FINANCIAL GROUP | FTA WEALTH ADVISORS | FINANCIAL & TAX ARCHITECTS, LLC | FINANCIAL & TAX ARCHITECTS, INC. | FINANCIAL & TAX ARCHITECTS | CORE FINANCIAL MANAGEMENT | BROOKS, DAVID SCOTT
Contact Information
Main Address
12412 Powerscourt Drive Suite 25, St. Louis, MO 63131Phone Number
(314) 858-1122# of Employees
71SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,736AUM (Assets Under Management)
$506,245,828Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
Primary Firm SEC Registration
ADVANCED WEALTH MANAGEMENT | THE MASTERS CHOICE, INC. | SCOUT FINANCIAL GROUP | RYU FINANCIAL, INC | RETIREMENT INCOME BLUEPRINTS | PROFESSIONAL GROUP | NEW DAY FINANCIAL | NEST FINANCIAL ADVISORS | NATIONAL RETIREMENT CONSULTING | MIA SULAK | LFG FINANCIAL | KNOXVILLE RETIREMENT PLANNERS | JDR BASTION FINANCIAL GROUP | FTA WEALTH ADVISORS | FINANCIAL & TAX ARCHITECTS, LLC | FINANCIAL & TAX ARCHITECTS, INC. | FINANCIAL & TAX ARCHITECTS | CORE FINANCIAL MANAGEMENT | BROOKS, DAVID SCOTT
State Registrations and Notice Filings
(8/14/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2009About the Series 6 examSimilar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view James M Fox's CRS (Customer Relationship Summary).
Similar Advisors
WILLIAM BLAIR
VERTEX PARTNERS
RISE INVESTMENT MANAGEMENT, LLC
THE DALA GROUP, LLC