Tucker P. Brown
Professional summary
Tucker Pennock Brown, who also goes by Tucker Brown, is a registered financial professional currently at EM SECURITIES LLC located in New York, New York.
Tucker is registered as a RR (Registered Representative) and started their career in finance in 2010. Tucker has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tucker Pennock Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2011 - Present
EM SECURITIES LLC
Office #1: C/o Caa Evolution 405 Lexington Avenue 19th Floor, New York, NY, 10174August 30, 2010 - August 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2011)
(10/25/2011)
Exams
FINRA
Current Firm
EM SECURITIES LLC
CRD#: 148257 / SEC#: , 8-67997
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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