Thomas M. Knightly
Professional summary
Thomas Martin Knightly is a registered financial professional currently at LAKESHORE SECURITIES, L.P. located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2010. Thomas has worked at 1 firm and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Martin Knightly's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2010 - Present
LAKESHORE SECURITIES, L.P.
Office #1: 401 S. Lasalle Street Suite 1000, Chicago, IL 60605Office #2: 401 S. Lasalle #1000, Chicago, IL 60605State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
LAKESHORE SECURITIES, L.P.
CRD#: 34381 / SEC#: , 8-28820
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSS VOL LLC | GENERAL PARTNER | |
| FLP TRADING LLC | GENERAL PARTNER | |
| GARZA, ALEXANDER BENJAMIN | LIMITED PARTNER | 4945272 |
| GREY WOLF CAPITAL LLC | GENERAL PARTNER | |
| GANNON, MARK EDWARD | FINOP AND CCO |
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
