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CRD#: 34381
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LAKESHORE SECURITIES, L.P. is located at 401 S. Lasalle #1000, Chicago, IL 60605 and was first established at Chicago, Illinois in 09/01/1982. After operating for 43 years, LAKESHORE SECURITIES, L.P. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LAKESHORE SECURITIES, L.P.’s clients are individuals and 0% of their clients are high net worth individuals. LAKESHORE SECURITIES, L.P. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LAKESHORE SECURITIES, L.P. are registered to handle securities or provide financial advice. The firm has 13 disclosures, 13 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LAKESHORE SECURITIES, L.P.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LAKESHORE SECURITIES, L.P.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LAKESHORE SECURITIES, L.P. Comes From

Understanding the Statistics for LAKESHORE SECURITIES, L.P. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
13

FIRM INFORMATION

Main Address
401 S. Lasalle #1000, Chicago, IL 60605
Mailing Address
401 S. Lasalle Street #1000, Chicago, IL 60605
Firm Size
Small
Phone Number
(312) 663-1307
Established
Illinois since 09/01/1982
Firm Type
Partnership
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CROSS VOL LLCGENERAL PARTNER
FLP TRADING LLCGENERAL PARTNER
GARZA, ALEXANDER BENJAMINLIMITED PARTNER4945272
GREY WOLF CAPITAL LLCGENERAL PARTNER
GANNON, MARK EDWARDFINOP AND CCO

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at LAKESHORE SECURITIES, L.P.

MG

Mark Edward Gannon

RR
CRD#: 1826410
Location:
Chicago, IL 60605
Company:
LAKESHORE SECURITIES, L.P.
Disclosures:
Experience:
37 years
View Profile
PW

Patrick Walter Wehr

RR
CRD#: 2059662
Location:
Chicago, IL 60605
Company:
LAKESHORE SECURITIES, L.P.
Disclosures:
Experience:
35 years
View Profile
MF

Matthew Joseph Filpovich

Matthew Filpovich
RR
CRD#: 2058322
Location:
Chicago, IL 60605
Company:
LAKESHORE SECURITIES, L.P.
Disclosures:
Experience:
29 years
View Profile
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