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SH

Suraun J. Hassani

SENTINEL BROKERS COMPANY
Hustonville, KY
Some features on this profile are disabled
CRD#: 5712622
SH

Professional summary


Suraun Jonyar Hassani, who also goes by Soroun Jonyar Hassani, is a registered financial professional currently at SENTINEL BROKERS COMPANY, INC. located in Hustonville, Kentucky.

Suraun is registered as a RR (Registered Representative) and started their career in finance in 2011. Suraun has worked at 2 firms and has passed the Series 66, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Soroun Jonyar Hassani

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Suraun Jonyar Hassani's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 19, 2021 - Present

SENTINEL BROKERS COMPANY, INC.

BD
CRD#: 40305
Hustonville, KY
Past

January 5, 2011 - April 7, 2020

BMA SECURITIES, LLC

BD
CRD#: 108219
Murrieta, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/19/2021)
RR
Kentucky
(1/24/2024)
RR
Massachusetts
(5/4/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/20/2014
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SB
SENTINEL BROKERS COMPANY, INC.
LAWLESS, JOSEPH MATHEW | SENTINEL BROKERS COMPANY, INC. | SENTINEL BROKERS COMPANY

CRD#: 40305 / SEC#: , 8-49005

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
102 Xanadu Place, Jupiter, FL 33477
Mailing Address
102 Xanadu Place, Jupiter, FL 33477
Phone number
(561) 406-2242
Established
New York since 01/01/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
SENTINEL BROKERS LLCSHAREHOLDER
SED CAPITAL PTE LTDOWNER
LAWLESS, JOSEPH MATHEWCEO, CCO1783307

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SENTINEL BROKERS COMPANY, INC.

CRD#: 40305Hustonville, KY

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