BH
Brad A. Heagy
FIFTH THIRD WEALTH ADVISORS LLC
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 5711778
BH
Professional summary
Brad Aaron Heagy is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Tampa, Florida.
Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Brad has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am 1/3 owner of OGNIR LLC. This is a non investment related Children's Book company, where I am an author, began in April 2025 and is located in Tampa, Fl 33626. The approximate number of hours per month is none and none of which are during trading business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brad Aaron Heagy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2024 - Present
FIFTH THIRD WEALTH ADVISORS LLC
Office #1: 400 N Ashely Dr Suite 1900, Tampa, FL 33602RIA
CRD#: 313015
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FIFTH THIRD WEALTH ADVISORS LLC
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
RIA
Registered Investment Advisory firm - (8/17/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/16/2024)
IAR
Maine(4/30/2024)
IAR
Ohio(2/20/2024)
IAR
Texas(2/14/2024)
Exams
Current Firm
FT
FIFTH THIRD WEALTH ADVISORS LLC
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
RIA
Registered Investment Advisory firm - (8/17/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
38 Fountain Square Plaza, Cincinnati, OH 45263
Mailing Address
Phone number
(513) 534-7452
Established
Firm type
Fiscal year end
# of Employees
62
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,333 |
| AUM (Assets Under Management) | $ 6,079,418,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 10/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
