Alicia A. Brown
Professional summary
Alicia A Brown, who also goes by Alicia Ashley Brown, Lisa Brown, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Plymouth, Minnesota.
Alicia is registered as a RR (Registered Representative) and started their career in finance in 2010. Alicia has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alicia A Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2024 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 505 N Highway 169 Suite 900, Plymouth, MN 55441July 14, 2022 - October 12, 2023
LPL FINANCIAL LLC
January 30, 2019 - July 7, 2022
FSC SECURITIES CORPORATION
April 17, 2018 - September 20, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 28, 2015 - March 27, 2018
FSC SECURITIES CORPORATION
June 13, 2013 - April 30, 2015
1ST GLOBAL CAPITAL CORP.
October 17, 2011 - June 13, 2013
NYLIFE SECURITIES LLC
December 2, 2010 - June 29, 2011
MANNING & NAPIER INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2024)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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