Daniel A. Posthauer
Professional summary
Daniel Anthony Posthauer, who also goes by Dan Posthauer, Daniel A Posthauer, is a registered financial professional currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2009. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Anthony Posthauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2017 - Present
INTERCOASTAL CAPITAL MARKETS, INC.
Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432January 19, 2016 - January 31, 2017
CREWS & ASSOCIATES, INC.
April 23, 2013 - January 19, 2016
CANTOR FITZGERALD & CO.
March 7, 2011 - May 10, 2013
WEDBUSH SECURITIES INC.
March 7, 2011 - May 10, 2013
WEDBUSH SECURITIES INC.
November 6, 2009 - February 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2009 - February 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2017)
(7/3/2017)
(11/16/2020)
Exams
FINRA
Current Firm
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83 / SEC#: , 8-9698
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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Company Information
INTERCOASTAL CAPITAL MARKETS, INC.
CRD#: 83Boca Raton, FL 33432TRUST BUT VERIFY
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