Brandon Unger
Professional summary
Brandon Unger is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2009. Brandon has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Unger's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 22, 2014 - June 2, 2016
MML INVESTORS SERVICES, LLC
October 23, 2013 - May 21, 2014
PARK AVENUE SECURITIES LLC
October 1, 2009 - September 30, 2013
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2025)
(7/8/2024)
(3/29/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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