Jamie Rose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamie Rose was a registered financial professional .
Jamie is a previously registered financial professional and started their career in finance in 2010. Jamie had worked at 1 firm and has passed the Series 63 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2010 - September 25, 2012
AVIATE GLOBAL (US) LLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 10/22/2009
Limited Registered Representative ExaminationCurrent Firm
AVIATE GLOBAL (US) LLP
CRD#: 151430 / SEC#: , 8-68371
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVIATE GLOBAL HOLDINGS LIMITED | LIMITED LIABILITY PARTNER | |
| COHEN, GREGG HOWARD | EXECUTIVE REPRESENTATIVE | 3082699 |
| AFSHAR, HOUMAN MICHAEL MR | PARTNER | 6130088 |
| BIRCH, GERALD MICHAEL RICHARD | SALES SUPERVISOR | 1305878 |
| GEORGE, KENNETH RONALD | FINOP / CHIEF FINANCIAL OFFICER | 2643369 |
| GRIEB, JEFFREY ROBERT | PARTNER | 3068625 |
| HART, ANDREW NMN | TRADING SUPERVISOR | 3152545 |
| HART, ANDREW NMN | CHIEF COMPLIANCE OFFICER | 3152545 |
| HART, ANDREW NMN | ANTI MONEY LAUNDERING COMPLIANC OFFICER | 3152545 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
