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Suzanne Ruth Fuller-harrison

CRD# 5709800·Registered 2009 - 2025
Previously Registered: Being a previously registered professional could mean that Suzanne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Suzanne Ruth Fuller-harrison, who also goes by Suzanne Ruth Beesley, Suzy Beesley, Sue Fuller, Suzanne Fuller, Suzy Fuller, was a registered financial advisor. Suzanne was a previously registered financial professional and started their career in finance 2009 - 2025. Suzanne had worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Suzanne Ruth Beesley, Suzy Beesley, Sue Fuller, Suzanne Fuller, Suzy Fuller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

INNOVATION CAPITAL, LLC·CRD# 133551
BD
Boca Raton, FL
July 19, 2024 - July 25, 2025
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Reno, NV
December 7, 2009 - June 17, 2024

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Current Firm

IC
INNOVATION CAPITAL, LLC

INNOVATION CAPITAL, LLC

CRD#: 133551 / SEC#: 8-66734
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2255 Glades Road Suite 324a, Boca Raton, FL 33431

Mailing Address

2255 Glades Road Suite 324a, Boca Raton, FL 33431

Phone Number

(561) 725-0702

Established

Louisiana since 02/16/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INNOVATION CAPITAL HOLDING, LLCSHAREHOLDER—
SODL, MATTHEW JOSEPHPRESIDENT, CCO, AML-CO2868101
THORNTON, STEVEN LEEFINOP4496384
THORNTON, STEVEN LEEPRINCIPAL4496384

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2010About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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