Suzanne R. Fuller-harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Ruth Fuller-harrison, who also goes by Suzanne Ruth Beesley, Suzy Beesley, Sue Fuller, Suzanne Fuller, Suzy Fuller, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 2009. Suzanne had worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2024 - July 25, 2025
INNOVATION CAPITAL, LLC
December 7, 2009 - June 17, 2024
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INNOVATION CAPITAL, LLC
CRD#: 133551 / SEC#: , 8-66734
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
