Lewis A Affetto

1. AFFETTO WEALTH MANAGEMENT POSITION: Partner & Wealth Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2011 ADDRESS: 132 N York, Suite 1A, Elmhurst IL 60126, United States DESCRIPTION: Servicing clients and recommending purchase of investment products, stocks, bonds, mutual funds, etfs, variable annuities, managed accounts, life insurance and fixed annuities 2. KESTRA ADVISORY SERVICES, LLC POSITION: Wealth Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/28/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Servicing clients and recommending purchase of investment products 3. BERNARD A. AFFETTO & CO. POSITION: Partner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1994 ADDRESS: 132 N York, Suite 1A, Elmhurst IL 60126, United States DESCRIPTION: Primary business, owner of accounting services. 4. MWC SELLER POSITION: President NATURE: Entity created to facilitate distribution of business sale INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2017 ADDRESS: 132 N York, Suite 1A, Elmhurst IL 60126, United States DESCRIPTION: Fund disbursement and winding down of company. Should be closed by end of 2021. 5. LEWIS A AFFETTO JR FOUNDATION POSITION: Volunteer NATURE: Charitable foundation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2011 ADDRESS: 1338 Richmond Ln, Bartlett IL 60103, United States DESCRIPTION: Volunteer at annual events and minimally assist in fundraising efforts. COLTIVA WEALTH PLANNING PARTNERS POSITION: Wealth Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2011 ADDRESS: 132 N York Street, Suite 1A, Elmhurst IL 60126, United States DESCRIPTION: Servicing clients and recommending purchase of products, stocks, bonds, mutual funds, etfs, variable annuities, managed accounts, life insurance and fixed annuities. FRA NOI BOARD POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2015 ADDRESS: 3800 Division St, Stone Park IL 60165, United States DESCRIPTION: Provide guidance and attend board meetings