Ye Yin

MAYTECH GLOBAL INVESTMENTS

NEW YORK, NY 10022

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CRD#: 5709168

Professional summary

Ye Yin, who also goes by Ingrid Yin, is a registered financial advisor currently at MAYTECH GLOBAL INVESTMENTS located in New York, New York.

Ye is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ye has worked at 3 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ingrid Yin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ye Yin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2021 - Present

MAYTECH GLOBAL INVESTMENTS

Office #1: 950 Third Avenue 18th Floor, New York, NY 10022

RIA

CRD#: 285985

NEW YORK, NY

Past

April 12, 2011 - April 17, 2014

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

September 7, 2009 - April 8, 2011

BREAN CAPITAL, LLC

CRD#: 23723

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAYTECH GLOBAL INVESTMENTS

MAYTECH GLOBAL INVESTMENTS | MAYTECH GLOBAL INVESTMENTS, LLC

CRD#: 285985 / SEC#: 801-108849

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 11/9/2009

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 10/22/2009

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 9/5/2009

General Securities Representative Examination

Current Firm

MAYTECH GLOBAL INVESTMENTS

MAYTECH GLOBAL INVESTMENTS | MAYTECH GLOBAL INVESTMENTS, LLC

CRD#: 285985 / SEC#: 801-108849

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

450 Park Ave Ste 2700, New York, NY 10022

Mailing Address

Phone number

(212) 899-2730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAYTECH FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 848,468,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ye Yin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ye Yin's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

BREAN CAPITAL, LLC

Primary Firm SEC Registration

MAYTECH GLOBAL INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/2009

Series 87

Date: 11/9/2009

Series 86

Date: 10/22/2009

Series 7

Date: 9/5/2009

Current Firm

MAYTECH GLOBAL INVESTMENTS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAYTECH GLOBAL INVESTMENTS

TRUST BUT VERIFY

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