David Hugh Swift
CIMA®Professional Summary
David Hugh Swift, CIMA®, who also goes by David Swift, is a registered financial advisor currently at SECOND 50 FINANCIAL located in Manhattan Beach, California. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Swift
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SECOND 50 FINANCIAL | SECOND 50 FINANCIAL LLC
Contact Information
Main Address
111 N. Sepulveda Blvd Suite 350, Manhattan Beach, CA 90266Phone Number
(424) 260-1551# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
498AUM (Assets Under Management)
$341,645,342Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SECOND 50 FINANCIAL | SECOND 50 FINANCIAL LLC
State Registrations and Notice Filings
(7/5/2022)
(6/29/2022)
(6/4/2025)
(1/3/2023)
(6/29/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Hugh Swift's CRS (Customer Relationship Summary).
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