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JB

John James Bailey Iii

BAILEY & CO. SECURITIES
Brentwood, TN
·CRD# 5708044·17 years experience

Professional Summary

John James Bailey III, who also goes by Jack Bailey, is a registered financial advisor currently at BAILEY & CO. SECURITIES, LLC located in Brentwood, Tennessee. John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Bailey

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

BAILEY & CO. SECURITIES, LLC·CRD# 302015
BD
1. 5511 Virginia Way Suite 200, Brentwood, TN 370272. 5511 Virginia Way Suite 200, Brentwood, TN 37027
November 6, 2019 - Present
STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
January 24, 2014 - January 2, 2020
BURCH & COMPANY, INC·CRD# 102280
BD
Brentwood, TN
October 2, 2009 - June 13, 2012

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Current Firm

B&
BAILEY & CO. SECURITIES, LLC

BAILEY & CO. SECURITIES, LLC | BSC SECURITIES, LLC

CRD#: 302015 / SEC#: 8-70458
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

5511 Virginia Way Suite 200, Brentwood, TN 37027

Mailing Address

5511 Virginia Way Suite 200, Brentwood, TN 37027

Phone Number

(215) 694-5054

Established

Tennessee since 04/12/2019

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BAILEY & COMPANY PARENT, LLCPARENT COMPANY/100 OWNER—
BAILEY, JEFFREY LAWRENCEMANAGING DIRECTOR/PRINCIPAL3171436
BAILEY, JOHN JAMES IIIMANAGING DIRECTOR/PRINCIPAL5708044
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
SCALLEN, TIMOTHY DCHIEF EXECUTIVE OFFICER5548802
SERRA, CARL ANTHONY IIIFINOP3179039

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/15/2026)
RR
Colorado
(8/20/2026)
RR
Florida
(4/15/2026)
RR
New York
(2/18/2020)
RR
Tennessee
(11/15/2019)
RR
Virginia
(1/28/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2009About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Oct 2009

Series 24 — General Securities Principal Examination

Passed Sep 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John James Bailey III's CRS (Customer Relationship Summary).

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