DN
Daniel A. Nesmith
MADISON AVENUE SECURITIES
Macon, GA 31210
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CRD#: 5707208
DN
Professional summary
Daniel Adam Nesmith is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Macon, Georgia.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). NAME: SECURITY FIRST ASSET MGMT, SALES OF LIFE/HEALTH INSURANCE AND ANNUITIES, 30% OF TIME, 4875 Riverside Drive Macon, GA , INVESTMENT-RELATED. START DATE 07/2009; POSITION: Owner/ CE 2). NAME OF BUSINESS: THE SHADE TREES POSITION: MUSIC RECORDING & PERFORMACES FOR THE BAND, THE SHADE TREES. 5- 10 HOURS ON WEEKENDS. DESCRIPTION: I PERFORM IN A MUSIC GROUP 3 TO 4 TIMES A MONTH. START DATE 01/2022 3). NAME: ESTATE DOCS PRO: NATURE ESTATE PLANNING: DUTIES: REFER CLIENT APPLICATIONS TO ESTATE DOCS PRO. HOURS: 1-2 PER WEEK: STATE DATE 10/2022 4) NAME: LAND LEASE: POSITION SOLE PROPRIETOR: NATURE LEASE LANDED OWNED BY ADVISER. 5) NAME: NESMITH REAL ESTATE HOLDINGS LLC: POSITION: OWNER, LANDLORD: NATURE REAL ESTATE INVESTMENT FOR HOUSING RENTALS: HOURS 5-10 WEEKLY: START DATE: 3/2023. 6) NAME OF BUSINESS: SFAM MEDICARE SOLUTIONS, LLC; ADDRESS: 1202 HILLCREST PKWY, SUITE B, DUBLIN, GA31021; INVESTMENT RELATED: NO; POSITION: INSURANCE AGENCY - PART OWNER; DUTIES: OFFER MEDICARE/SENIOR HEALTH INSURANCE PRODUCTS AND WILL SOLICIT BUSINESS IN THE AREA AND REFER TO OTHER AGENTS WHO WORK WITH THE AGENCY; HOURS PER WEEK: 5 HOURS PER WEEK; START DATE: 8/1/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Adam Nesmith's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Adam Nesmith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2011 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4875 Riverside Dr, Macon, GA 31210Office #2: 1202 Hillcrest Parkway Ste B, Dublin, GA 31021RIA
BD
CRD#: 23224
Macon, GA
Current
May 11, 2010 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4875 Riverside Dr, Macon, GA 31210Office #2: 1202 Hillcrest Parkway Ste B, Dublin, GA 31021RIA
BD
CRD#: 23224
Macon, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/2/2021)
RR
California(6/26/2019)
RR
Colorado(11/16/2023)
RR
Connecticut(8/2/2021)
RR
Florida(9/14/2016)
RR
Georgia(11/10/2010)
IAR
Georgia(7/13/2011)
RR
Illinois(11/27/2023)
RR
Indiana(6/21/2022)
RR
Kentucky(8/18/2017)
RR
Louisiana(4/29/2025)
RR
Maryland(8/2/2021)
RR
Michigan(7/15/2013)
RR
Mississippi(8/2/2021)
RR
New York(4/22/2020)
RR
North Carolina(8/3/2021)
RR
Ohio(8/2/2021)
RR
South Carolina(4/15/2014)
RR
Tennessee(9/8/2021)
RR
Texas(2/24/2016)
IAR
Texas(2/24/2016)
RR
Utah(8/2/2021)
RR
Virginia(2/19/2013)
RR
Washington(8/2/2021)
RR
Wisconsin(7/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224Macon, GA 31210TRUST BUT VERIFY
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