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Daniel Adam Nesmith

MADISON AVENUE SECURITIES
Macon, GA
·CRD# 5707208·16 years experience

Professional Summary

Daniel Adam Nesmith is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Macon, Georgia. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

MADISON AVENUE SECURITIES, LLC·CRD# 23224
RIA
BD
1. 4875 Riverside Dr, Macon, GA 312102. 1202 Hillcrest Parkway Ste B, Dublin, GA 31021
July 13, 2011 - Present
MADISON AVENUE SECURITIES, LLC·CRD# 23224
RIA
BD
1. 4875 Riverside Dr, Macon, GA 312102. 1202 Hillcrest Parkway Ste B, Dublin, GA 31021
May 11, 2010 - Present

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Current Firm

MA
MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Mailing Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Phone Number

(858) 207-1300

Established

Delaware since 05/05/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

125

SEC notice filing (50 States and Territories)

Registered to provide investment advisory services in 50 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 50 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MADISON AVENUE SECURITIES FORM ADV PART 2A (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
KT EQUITY PARTNERS II, LLCDIRECT OWNER—
CALLANAN, DAVID JAMESMANAGER4237166
FIXSEN, VILAYPHONECHIEF OPERATING OFFICER4585926
MCNEES, MARTIN WILLIAMPRESIDENT3168410
PIERSON, MELISSA KAYCHIEF COMPLIANCE OFFICER1685017
WOODS, SANDRA ANNFINOP6200533

Regulatory Assets Under Management

Total Number of Accounts

14,099

AUM (Assets Under Management)

$2,019,427,633

Disclosures

Regulatory Event

8

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). NAME: SECURITY FIRST ASSET MGMT, SALES OF LIFE/HEALTH INSURANCE AND ANNUITIES, 30% OF TIME, 4875 Riverside Drive Macon, GA , INVESTMENT-RELATED. START DATE 07/2009; POSITION: Owner/ CE 2). NAME OF BUSINESS: THE SHADE TREES POSITION: MUSIC RECORDING & PERFORMACES FOR THE BAND, THE SHADE TREES. 5- 10 HOURS ON WEEKENDS. DESCRIPTION: I PERFORM IN A MUSIC GROUP 3 TO 4 TIMES A MONTH. START DATE 01/2022 3). NAME: ESTATE DOCS PRO: NATURE ESTATE PLANNING: DUTIES: REFER CLIENT APPLICATIONS TO ESTATE DOCS PRO. HOURS: 1-2 PER WEEK: STATE DATE 10/2022 4) NAME: LAND LEASE: POSITION SOLE PROPRIETOR: NATURE LEASE LANDED OWNED BY ADVISER. 5) NAME: NESMITH REAL ESTATE HOLDINGS LLC: POSITION: OWNER, LANDLORD: NATURE REAL ESTATE INVESTMENT FOR HOUSING RENTALS: HOURS 5-10 WEEKLY: START DATE: 3/2023. 6) NAME OF BUSINESS: SFAM MEDICARE SOLUTIONS, LLC; ADDRESS: 1202 HILLCREST PKWY, SUITE B, DUBLIN, GA31021; INVESTMENT RELATED: NO; POSITION: INSURANCE AGENCY - PART OWNER; DUTIES: OFFER MEDICARE/SENIOR HEALTH INSURANCE PRODUCTS AND WILL SOLICIT BUSINESS IN THE AREA AND REFER TO OTHER AGENTS WHO WORK WITH THE AGENCY; HOURS PER WEEK: 5 HOURS PER WEEK; START DATE: 8/1/2023.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/2/2021)
RR
California
(6/26/2019)
RR
Colorado
(11/16/2023)
RR
Connecticut
(8/2/2021)
RR
Florida
(9/14/2016)
RR
Georgia
(11/10/2010)
IAR
Georgia
(7/13/2011)
RR
Illinois
(11/27/2023)
RR
Indiana
(6/21/2022)
RR
Kentucky
(8/18/2017)
RR
Louisiana
(4/29/2025)
RR
Maryland
(8/2/2021)
RR
Michigan
(7/15/2013)
RR
Mississippi
(8/2/2021)
RR
New York
(4/22/2020)
RR
North Carolina
(8/3/2021)
RR
Ohio
(8/2/2021)
RR
South Carolina
(4/15/2014)
RR
Tennessee
(9/8/2021)
RR
Texas
(2/24/2016)
IAR
Texas
(2/24/2016)
RR
Utah
(8/2/2021)
RR
Virginia
(2/19/2013)
RR
Washington
(8/2/2021)
RR
Wisconsin
(7/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Adam Nesmith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Daniel Adam Nesmith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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