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CP

Christopher Paolino

LUCID CAPITAL MARKETS
Holmdel, NJ 07733
Some features on this profile are disabled
CRD#: 5707178
CP
Christopher PaolinoLUCID CAPITAL MARKETS

Professional summary

Christopher Paolino, who also goes by Christopher Paolino Sr, Christopher Paolino, is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in Holmdel, New Jersey.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 8 firms and has passed the Series 99TO, SIE and Series 27 exams.

Aliases

Christopher Paolino Sr | Christopher Paolino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Paolino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2026 - Present

LUCID CAPITAL MARKETS, LLC

Office #1: 2137 Nj-35, Holmdel, NJ 07733Office #2: One Liberty Plaza 7th Floor, Suite 701, New York, NY 10006
BD
CRD#: 140345
Holmdel, NJ
Past

June 25, 2026 - July 22, 2026

EVANS FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 335764
DALLAS, TX
Past

January 29, 2026 - July 21, 2026

G. A. REPPLE & COMPANY

BD
CRD#: 17486
CASSELBERRY, FL
Past

January 23, 2025 - July 23, 2026

CAMPBELL LUTYENS & CO. INC.

BD
CRD#: 133376
NEW YORK, NY
Past

September 21, 2016 - August 27, 2020

CROTON LIQUID MARKETS LLC

BD
CRD#: 283873
NEW YORK, NY
Past

April 27, 2012 - April 22, 2015

GUGGENHEIM ENERGY ADVISORS, LLC

BD
CRD#: 159397
NEW YORK, NY
Past

June 18, 2010 - October 25, 2024

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

October 1, 2009 - November 2, 2010

GUGGENHEIM LIQUIDITY SERVICES, LLC

BD
CRD#: 141697
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/30/2009
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

LC
LUCID CAPITAL MARKETS, LLC
AMERICAS EXECUTIONS | SURKIS, BARRY NMN | SURKIS, BARRY | SURKIS INCORPORATED | LUCID CAPITAL MARKETS, LLC | LUCID CAPITAL MARKETS LLC. | LUCID CAPITAL MARKETS | AMERX | AMERICAS EXECUTIONS, LLC | AMERICAS EXECUTIONS, INC.

CRD#: 140345 / SEC#: , 8-67305

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
New York Stock Exchange 11 Wall Street Pod-p, New York, NY 10005
Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038
Phone number
(212) 306-2700
Established
New York since 06/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GI4 HOLDINGS, LLCSOLE PROPRIETOR
IANNONE, JOHN VINCENT JR.CHIEF FINANCIAL OFFICER AND OPERATIONS PRINCIPAL1616912
SHAPIRO, ANDREW JAYCHIEF COMPLIANCE OFFICER1104658
TANIOS, FADYCEO4213894
YANNOTTI, ALEXANDER ANTHONYFINANCIAL OPERATIONS PRINCIPAL1333893

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LUCID CAPITAL MARKETS, LLC

CRD#: 140345Holmdel, NJ 07733

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