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Christopher Paolino

CAMPBELL LUTYENS & CO.
New York, NY 10111
Some features on this profile are disabled
CRD#: 5707178
CP

Professional summary

Christopher Paolino SR, who also goes by Christopher Paolino, is a registered financial professional currently at CAMPBELL LUTYENS & CO. INC. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2009. Christopher has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Paolino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Paolino SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2025 - Present

CAMPBELL LUTYENS & CO. INC.

Office #1: 630 Fifth Ave. 36th Floor, New York, NY 10111
BD
CRD#: 133376
New York, NY
Past

September 21, 2016 - August 27, 2020

CROTON LIQUID MARKETS LLC

BD
CRD#: 283873
NEW YORK, NY
Past

April 27, 2012 - April 22, 2015

GUGGENHEIM ENERGY ADVISORS, LLC

BD
CRD#: 159397
NEW YORK, NY
Past

June 18, 2010 - October 25, 2024

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

October 1, 2009 - November 2, 2010

GUGGENHEIM LIQUIDITY SERVICES, LLC

BD
CRD#: 141697
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/30/2009
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CL
CAMPBELL LUTYENS & CO. INC.
CAMPBELL LUTYENS & CO. INC.

CRD#: 133376 / SEC#: , 8-66720

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
630 Fifth Ave. 36th Floor, New York, NY 10111
Mailing Address
630 Fifth Ave. 36th Floor, New York, NY 10111
Phone number
(212) 223-8448
Established
Delaware since 03/04/2004
Firm type
Corporation
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPBELL LUTYENS HOLDINGS LIMITEDHOLDING CO. OWNER
COOPER, GERALD LEWISDIRECTOR4848399
DAVIDSSON, CHRISTOFFERPRESIDENT/DIRECTOR3021081
MARROQUIN, GUILLERMODIRECTOR2791001
PANGBORN, JOEL WILLIAMSONCHIEF COMPLIANCE OFFICER5489742
PAOLINO, CHRISTOPHER SRFINANCIAL AND OPERATIONS PRINCIPAL5707178
SANDSTROM, SARAH ANNEDIRECTOR2278556
WIENER, GREGORY SETHAMLCO/DIRECTOR4877612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMPBELL LUTYENS & CO. INC.

CRD#: 133376New York, NY 10111

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