Roderick S. Williams

HMV WEALTH ADVISORS

SHREVEPORT, LA 71101

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CRD#: 5706445

Professional summary

Roderick Scott Williams is a registered financial advisor currently at HMV WEALTH ADVISORS, LLC located in Shreveport, Louisiana.

Roderick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Roderick has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roderick Scott Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2018 - Present

HMV WEALTH ADVISORS, LLC

Office #1: 333 Texas Street, Shreveport, LA 71101

RIA

CRD#: 297747

SHREVEPORT, LA

Past

May 20, 2014 - October 14, 2015

PFS INVESTMENTS INC.

RIA

CRD#: 10111

LONGVIEW, TX

Past

August 13, 2012 - February 18, 2014

PFS INVESTMENTS INC.

RIA

CRD#: 10111

LONGVIEW, TX

Past

March 18, 2010 - July 17, 2018

PFS INVESTMENTS INC.

CRD#: 10111

LONGVIEW, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HMV WEALTH ADVISORS, LLC

CRD#: 297747 / SEC#: 801-127046

RIA

Registered Investment Advisory firm - (12/16/2022 Approved)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/14/2018)

IAR

Texas
(8/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/17/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HMV WEALTH ADVISORS, LLC

CRD#: 297747 / SEC#: 801-127046

RIA

Registered Investment Advisory firm - (12/16/2022 Approved)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

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Contact information

Main Address

333 Texas Street Suite 1525, Shreveport, LA 71101

Mailing Address

Phone number

(318) 517-6255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HMV WEALTH ADVISORS, LLC PART 2 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 464,771,467

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2026	Cover Page	Report
03/31/2025	Cover Page	Report
02/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roderick S. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roderick Scott Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

HMV WEALTH ADVISORS, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

HMV WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2018

Series 63

Date: 9/9/2011

SIE

Date: 7/17/2018

Series 6

Date: 3/17/2010

Current Firm

HMV WEALTH ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HMV WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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