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Roderick S. Williams
HMV WEALTH ADVISORS
SHREVEPORT, LA 71101
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CRD#: 5706445
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Professional summary
Roderick Scott Williams is a registered financial advisor currently at HMV WEALTH ADVISORS, LLC located in Shreveport, Louisiana.
Roderick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Roderick has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Williams & Williams Real Estate, Inc., 9472 Wrenwood Blvd., Shreveport, LA 71106. Start date of relationship is 05/1999. This business is non-investment related. Commercial rental property (family owned business), Mr. Williams is the President and a Shareholder. Duties include general oversight of property and negotiating leases with tenants. Mr. Williams devotes 1 to 2 hours per month to this business, 0 of which are during securities trading hours. 2) Mr. Williams is the trustee of the Chris & Denyse Williams Childrens Trust (Shreveport, LA) since 01/2012. His duties include administration of the assets held in the trust. Mr. Williams devotes approximately less than one hour per month to his responsibilities for the trust. 3) Mr. Williams is licensed to sell life (since 03/2009) and accident & health insurance (since 10/2011) as an independent agent. Mr. Williams does not devote any time to this activity. 4) Heard, McElroy & Vestal LLC, 333 Texas Street, Suite 1525, Shreveport, LA 71101.The firm is an accounting firm. Start date of the relationship is 10/2015, This business is non-investment related. Mr. Williams is a Tax Manager. He devotes less than 5 hours per month, during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Roderick Scott Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2018 - Present
HMV WEALTH ADVISORS, LLC
Office #1: 333 Texas Street, Shreveport, LA 71101RIA
CRD#: 297747
SHREVEPORT, LA
Past
May 20, 2014 - October 14, 2015
PFS INVESTMENTS INC.
RIA
CRD#: 10111
LONGVIEW, TX
Past
August 13, 2012 - February 18, 2014
PFS INVESTMENTS INC.
RIA
CRD#: 10111
LONGVIEW, TX
Past
March 18, 2010 - July 17, 2018
PFS INVESTMENTS INC.
BD
CRD#: 10111
LONGVIEW, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HMV WEALTH ADVISORS, LLC
HMV WEALTH ADVISORS, LLC
CRD#: 297747 / SEC#: 801-127046
RIA
Registered Investment Advisory firm - (12/16/2022 Approved)Louisiana
Registered Investment Advisory firm - (1/3/2023 Terminated)Texas
Registered Investment Advisory firm - (12/22/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(9/14/2018)
IAR
Texas(8/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HMV WEALTH ADVISORS, LLC
HMV WEALTH ADVISORS, LLC
CRD#: 297747 / SEC#: 801-127046
RIA
Registered Investment Advisory firm - (12/16/2022 Approved)Louisiana
Registered Investment Advisory firm - (1/3/2023 Terminated)Texas
Registered Investment Advisory firm - (12/22/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 Texas Street Suite 1525, Shreveport, LA 71101
Mailing Address
Phone number
(318) 517-6255
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 464,771,467 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2025 | ||
| 02/26/2024 | ||
| 12/28/2022 |
Red Flags
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