Timothy M. Gollogly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Gollogly JR, who also goes by Timothy Michael Gollogly, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2011. Timothy had worked at 5 firms and has passed the Series 63, Series 65, Series 22TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2021 - October 25, 2021
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
January 9, 2020 - July 6, 2020
KINGSBRIDGE WEALTH MANAGEMENT, INC.
March 30, 2015 - September 23, 2015
GAR WOOD SECURITIES, LLC
December 8, 2011 - June 13, 2014
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
December 8, 2011 - February 6, 2015
PT ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 22TO
Date: 6/14/2021
Direct Participation Programs Representative ExaminationCurrent Firm
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
CRD#: 153322 / SEC#: , 8-68523
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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